COFAs Toolkit (häftad)
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Format
Häftad (Paperback / softback)
Språk
Engelska
Antal sidor
80
Utgivningsdatum
2012-06-30
Förlag
The Law Society
Dimensioner
251 x 251 x 172 mm
Antal komponenter
1
Komponenter
WORKSHEET
ISBN
9781907698477

COFAs Toolkit

The Law Society's Risk and Compliance Section

av Jeremy Black
Häftad,  Engelska, 2012-06-30

Slutsåld

As instructed by the Legal Services Act 2007, from by January 2013 every firm will have to appoint a Compliance Officer for Financial Administration (COFA). The COFA has a more focused role than a COLP and has two key responsibilities: to ensure compliance with the SRA's accounts rules to record all failures to comply and to report any such failures to the SRA as soon as is reasonably practicable. This toolkit will include practical guidance to assist the COFA to implement and oversee systems for compliance in relation to the Accounts Rules and will include: payment authorisation forms draft undertakings reporting and monitoring forms development and training policy draft letters and reports.
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Övrig information

Jeremy Black is a Partner in Deloitte's professional practices group.

Innehållsförteckning

1. Introduction; 2. Principal Regulatory Requirements of COFAs; 3. Becoming a COFA; 4. Responsibilities of the COFA; 5. Reporting requirements; 6. Further guidance.

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