SRA Investigations

Häftad, Engelska, 2024

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Beskrivning

SRA Investigations is a comprehensive step-by-step guide to the law and practice relating to investigations by the SRA. From the initial decision to commence an investigation through to the conclusion to close the investigation or take disciplinary or regulatory action, this book outlines what to expect and provides guidance in this specialist area.Key areas covered include:Details of the SRA's various powersStep-by-step guide to the procedure in an investigationSummary of the possible disciplinary and regulatory actionPractical insight into what the SRA can and cannot do during their investigationApplication of the fixed financial penalty regimeThe SRA's review and appeal procedure

Produktinformation

Utgivningsdatum:2024-10-31
Mått:156 x 234 x 14 mm
Vikt:296 g
Format:Häftad
Språk:Engelska
Antal sidor:144
Förlag:The Law Society
ISBN:9781784462260

Utforska kategorier

Rättsordning inom Juridik

Mer om författaren

Nigel West and Susanna Heley are partners in Weightmans specialising in the professional conduct of solicitors and other lawyers working in the legal services industry. Both act for individual solicitors, partners, firms and employees in professional disciplinary matters and have many years of experience advising solicitors facing SRA investigations. They are co-authors of several editions of The Solicitor's Handbook (Law Society) and have co-written both editions of The Solicitors Disciplinary Tribunal (Law Society, 2022).

Innehållsförteckning

Part I: The Regulatory Regime, Part II: The GeneralPrinciples, Part III: The Investigation, Part IV: Risk management, Part V:Sanctions, Part VI: Publicity and interaction with other regimes, Appendices.