Elayne Robertson Demby – författare
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3 produkter
RIA's Compliance Solution Book
Answers for the Critical Questions
E-bok, 2010
731 kr
Lägg i varukorg
Registered investment advisers are accustomed to regulatory scrutiny. But the pressure to understand changing compliance regulations and to meet the requirements they impose has never been more intense. A range of scandals and abuses—from the laundering of terrorist funds to mutual fund trading …
RIA's Compliance Solution Book
Answers for the Critical Questions
E-bok, 2010
731 kr
Lägg i varukorg
Registered investment advisers are accustomed to regulatory scrutiny. But the pressure to understand changing compliance regulations and to meet the requirements they impose has never been more intense. A range of scandals and abuses—from the laundering of terrorist funds to mutual fund trading …