Compliance Norms in Financial Institutions

Measures, Case Studies and Best Practices

AvTomasz Braun

Häftad, Engelska, 2020

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Beskrivning

This book looks at the efficiency of the compliance measures introduced and the best practices of building compliance norms.This recently observed practice of compliance was triggered by the expectation of regulators, shareholders, clients, business partners and the public for robust compliance mechanisms.

Produktinformation

Utgivningsdatum:2020-11-06
Mått:148 x 210 x 20 mm
Vikt:471 g
Format:Häftad
Språk:Engelska
Antal sidor:356
Förlag:Springer Nature Switzerland AG
ISBN:9783030249687

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Mer om författaren

Tomasz Braun graduated with his PhD from the Faculty of Law and Administration of Lazarski University, Poland. Since then, he has been a lecturer for courses in corporate law for the same institution. His research areas include banking, finance, M&As and restructuring. Dr. Braun’s professional background also includes consulting in cross-border transactions, post-acquisition integration projects, implementing restructuring programmes and dispute resolutions—as a general counsel in global financial institutions and as a partner in international law firms.

Innehållsförteckning

Chapter 1. Introduction.- Chapter 2. Compliance Norms and Legal Coherence.- Chapter 3. Compliance in Financial Institutions – Tasks, Functions and Structure.- Chapter 4. The Scope Compliance Norms in Financial Institutions.- Chapter 5. The Impact of Cultural Differences on Compliance Norms.- Chapter 6. Organizing Postulates - A Proposal for A Model Approach.