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James A. Fanto – författare

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4 produkter

  1. James A. Fanto - Elgar Concise Encyclopedia of Compliance Law, Inbunden. Tillgänglighet: Kommande

    Elgar Concise Encyclopedia of Compliance Law

    Av James A. Fanto

    Inbunden, 2026

    3324 kr

    Kommande

    This authoritative Encyclopedia provides an overview of compliance law, highlighting a variety of perspectives and interpretations to provide a panoramic view of the field’s developments and avenues for further research.Leading experts examine the core elements of this complex subject, presenting …

  2. James A. Fanto - Broker-Dealer Compliance, Inbunden. Tillgänglighet: Lägg i varukorg

    Broker-Dealer Compliance

    A Case-based Guide to Compliance Program Elements and Practices

    Av James A. Fanto

    Inbunden, 2023

    1555 kr

    Lägg i varukorg

    Broker-Dealer Compliance is a concise yet comprehensive guide that reviews the state of broker-dealer compliance, both from general and practical perspectives. While the book has a practical focus, it also makes use of legal scholarship and behavioral and organizational literature on compliance …

  3. James A. Fanto - Broker-Dealer Compliance, E-bok. Tillgänglighet: Lägg i varukorg

    Broker-Dealer Compliance

    A Case-based Guide to Compliance Program Elements and Practices

    Av James A. Fanto

    E-bok, 2023

    786 kr

    Lägg i varukorg

    Broker-Dealer Compliance is a concise yet comprehensive guide that reviews the state of broker-dealer compliance, both from general and practical perspectives. While the book has a practical focus, it also makes use of legal scholarship and behavioral and organizational literature on compliance …

  4. James A. Fanto - Broker-Dealer Compliance, Häftad. Tillgänglighet: Lägg i varukorg

    Broker-Dealer Compliance

    A Case-based Guide to Compliance Program Elements and Practices

    Av James A. Fanto

    Häftad, 2023

    835 kr

    Lägg i varukorg

    Broker-Dealer Compliance is a concise yet comprehensive guide that reviews the state of broker-dealer compliance, both from general and practical perspectives. While the book has a practical focus, it also makes use of legal scholarship and behavioral and organizational literature on compliance …