Marvin Keene – författare

In addition to focusing on the basics of investment transactions, this title is structured around the concepts and practices that students are most likely to encounter while taking FINRA’s SIE exam. Students will learn about the different types of investment assets, how securities transactions are implemented, and what role advisors play in recommending and executing investment strategies for real-world clients.

Written by an expert in this field, this resource:

Provides a comprehensive introduction to the concepts of investment planning for students at all levelsComplies with CFP Investment Planning course requirementsIs designed to help students prepare for the FINRA SIE examProvides introductory level explanations to help students understand broad concepts without being overwhelmed by technical information

This title features:

Overview of capital markets and asset classesTools for understanding and measuring investment risk and returnPortfolio management and investment strategiesInvestment company operationsDiscussion of educational accountsAnalysis of fixed income and equity securitiesExplanation of alternative investmentsQuantitative calculations, such as present and future values, tax exempt equivalents, and lump sum requirements

New in this edition:

updated tax figureslatest information on the regulatory and industry agencies, including the federal reserve and the FDICupdates on federal government agency and government sponsored enterprise bondslatest information on educational accounts, such as Coverdell accountsupdates on annuities, including the advantages and disadvantages of annuitiesreview of the different types of investment risklatest on real estate investing, including the advantages and disadvantages of REITs.

Topics Covered:

Capital marketsAsset classes and riskTradingInvestment companiesInvestment risk and returnEquity securitiesOptions and option strategiesHedging and derivative securitiesPortfolio managementAlternative investments