Caroline Cerruti – författare
Visar alla böcker från författaren Caroline Cerruti. Handla med fri frakt och snabb leverans.
2 produkter
2 produkter
Comparing European and U.S. Securities Regulations
MiFID Versus Corresponding U.S. Regulations
Häftad, Engelska, 2010
303 kr
Skickas inom 10-15 vardagar
The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons. The primary audience of this study is professionals, government officials and scholars working in the field of securities regulations.
395 kr
Skickas inom 10-15 vardagar
This toolkit is designed for policy makers and stakeholders who are considering the establishment of a publicly funded asset management company (AMC). An AMC is a statutory body or corporation, fully or partially owned by the government, usually established in times of financial sector stress to assume the management of distressed assets..