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Comparing European and U.S. Securities Regulations
MiFID Versus Corresponding U.S. Regulations
Av Tanja Boskovic, Caroline Cerruti m. fl.
Häftad, 2010
320 kr
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The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. The paper argues that the architecture and some of the …